Joint Patch and Multi-label Learning for Facial Action Unit and Holistic Expression Recognition

Most action unit (AU) detection methods use one-versus-all classifiers without considering dependences between features or AUs. In this paper, we introduce a joint patch and multi-label learning (JPML) framework that models the structured joint dependence behind features, AUs, and their interplay. In particular, JPML leverages group sparsity to identify important facial patches, and learns a multi-label classifier constrained by the likelihood of co-occurring AUs. To describe such likelihood, we derive two AU relations, positive correlation and negative competition , by statistically analyzing more than 350,000 video frames annotated with multiple AUs. To the best of our knowledge, this is the first work that jointly addresses patch learning and multi-label learning for AU detection. In addition, we show that JPML can be extended to recognize holistic expressions by learning common and specific patches, which afford a more compact representation than the standard expression recognition methods. We evaluate JPML on three benchmark datasets CK+, BP4D, and GFT, using within-and cross-dataset scenarios. In four of five experiments, JPML achieved the highest averaged F1 scores in comparison with baseline and alternative methods that use either patch learning or multi-label learning alone.