Long-term thermal and settlement characteristics of air convection embankments with and without adjacent surface water ponding in permafrost regions

Abstract Surface water is an important local factor in engineering geological conditions in permafrost regions. In this paper, the impacts of surface water ponding on the long-term thermal and settlement characteristics of an air convection embankment (ACE) were investigated based on 13 years of data records from field observations along the Qinghai-Tibet Railway (QTR). The time series of the ground temperatures and the settlement of two ACEs with and without adjacent surface water ponding were investigated and compared. The results indicated that surface water ponding could significantly affect the thermal performance of the ACE. Without surface water ponding, the ACE showed a satisfactory cooling effect; the underlying permafrost table rose, and the shallow permafrost layer cooled significantly after construction of the embankment. However, with surface water ponding, the great heat capacity and latent heat of the ponded water and related capillary action impeded the thermal interaction between the ACE and the underlying permafrost. Before the drainage of the ponded water, no permafrost cooling occurred beneath the embankment. The settlement of the two ACEs also differed significantly. The creep of the ice-rich permafrost layer immediately beneath the permafrost table was inferred as the main contribution of the settlement. The temperature of the layer was the main factor determining the rate of settlement. The results can help the hydro-thermal analysis of engineering foundations built over permafrost and provide a reference for embankment construction and maintenance in permafrost regions with rich surface water.