Biomechanical Analysis of Acute Proximal Junctional Failure After Surgical Instrumentation of Adult Spinal Deformity: The Impact of Proximal Implant Type, Osteotomy Procedures, and Lumbar Lordosis Restoration*

Abstract Study design Computer biomechanical simulations to analyze risk factors of proximal junctional failure (PJF) following adult scoliosis instrumentation. Objective To evaluate the biomechanical effects on the proximal junctional spine of the proximal implant type, tissue dissection, and lumbar lordosis (LL) restoration. Summary of Background Data PJF is a severe proximal junctional complication following adult spinal instrumentation requiring revision surgery. Potential risk factors have been reported in the literature, but knowledge on their biomechanics is still lacking to address the issues. Methods A patient-specific multibody and finite-element hybrid modeling technique was developed for a 54-year-old patient having undergone instrumented spinal fusion for multilevel stenosis resulting in PJF. Based on the actual surgery, 30 instrumentation scenarios were derived and simulated by changing the implant type at the upper instrumented vertebra (UIV), varying the extent of proximal osteotomy and the degree of LL creation. Five functional loads were simulated, and stresses and strains were analyzed for each of the 30 tested scenarios. Results There was 80% more trabecular bone with stress greater than 0.5 MPa in the UIV with screws compared to hooks. Hooks allowed 96% more mobility of the proximal instrumented functional unit compared to screws. The bilateral complete facetectomy along with posterior ligaments dissection caused a significant increase of the range of motion of the functional unit above the UIV. LL creation increased the flexion moment applied on the proximal vertebra from 7.5 to 17.5 Nm, which generated damage at the bone-screw interface that affected the screw purchase. Conclusion Using hooks at UIV and reducing posterior proximal spinal element dissection lowered stress levels in the proximal junctional spinal segment and thus reduced the biomechanical risks of PJF. LL restoration was associated with increased stress levels in postoperative functional upper body flexion.